Follow-up obligations Regulated Market

Follow-up obligations Regulated Market

Other follow-up obligations

As a Prime Standard issuer you are subject to further follow-up obligations. These arise in particular from the German Securities Trading Act (WpHG) and are monitored by the German Federal Financial Supervisory Authority (BaFin).

Briefly, you have to do the following:

  • Compliance with ad-hoc publicity (pursuant to Sect. 26 WpHG),
  • notification etc. of significant changes in the percentage of voting rights (pursuant to Sect. 33 WpHG).

Detailed information Other follow-up obligations

In addition to the obligations explained in detail in this IPO-line, issuers in Prime Standard also have to meet all those follow-up obligations applicable to issuers in the Regulated Market, General Standard. Among these are in particular the obligations pursuant to the WpHG mentioned under “Briefly, you have to do the following” (see above).

The competent authority for the interpretation and supervision of the aforementioned regulations is the German Federal Financial Supervisory Authority (BaFin). You can find helpful explanations in the Issuer Guideline of the BaFin.

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